Vincent Pena

Vincent Pena is Chief Compliance & BSA Officer at FundBank, N.A. (hereinafter referred to as “FundBank”) and is based in Austin, Texas. At FundBank, Vincent focuses on enterprise risk management and regulatory compliance risk oversight and is responsible for designing and implementing compliance policies and procedures associated with the onboarding of clients.

Vincent has over 20 years of experience across industries including banking and technology. Prior to joining FundBank, Vincent held the role of SVP/Compliance Officer, Head of Compliance Risk Management & U.S. General Counsel at MUFG Bank of the Americas. Within this role Vincent provided regulatory compliance risk management oversight to second-line, control functions including acting as primary lead for the safety and soundness framework.

Vincent is a graduate of the Risk Management Association (RMA) Commercial Lending School, the ABA National Compliance School (CRCM) for lending and deposit risk management and has earned an accreditation in Sanctions Risk through the Association of Certified Anti-Money Laundering Specialists (ACAMS). In addition, Vincent holds a bachelor’s degree in Accounting & Finance from University of Texas.