Whistleblowing – FundBank (Europe) S.A.
FundBank (Europe) S.A. (hereafter “the Bank”) encourages and protects employees (including candidates and former employees), clients, parties with whom the firm has a business relationship (e.g. vendors) to speak up when they encounter behaviour by or within the Bank that either may be unethical, illegal, or goes against our core values and principles.
Internally the Banks has adopted a Whistleblowing Policy which is approved by the Board of Directors and is reviewed on a yearly basis.
The Policy includes but is not limited to wrongdoing involving:
- accounting, internal accounting controls or auditing matters,
- money laundering or terrorist financing
- financing client who violates human rights or commit environmental crimes
- market manipulation
- insider trading
- confidentiality or privacy breaches
- theft
- fraud
- bribery or corruption
- undesirable behaviour
- violations of any other laws, regulations or Bank’s policies
In case you would like to raise a concern, you may do so by addressing an email to:
whistleblowing_lux@fundbank.com
Additionally, a dedicated whistleblowing procedure and reporting tool are available on the CSSF website (CSSF.lu) which is the supervisory authority for professionals of the Luxembourg financial sector.